| Title | Date Added | Company | |
|---|---|---|---|
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The Case for Document Management | 2008-03-01 | Computhink |
| Are you asking how to avoid court-imposed sanctions? Are you wondering how to keep the escalating costs of electronic and paper discovery to a minimum?
Whether the objective is to handle litigation, deliver new contracts, or projects, companies today need solutions that promote teamwork. However, common bottlenecks inhibit many organizations from achieving their peak performance:
ViewWise does this by helping organizations with access, archiving, storage, security, workflow and tracking of Electronic Content, while providing simple options for scanning, integrating, importing, and classifying. Tags: Business Functions, IT Budgeting, Regulatory Compliance, Regulatory Compliance |
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Getting ahead of security issues, compliance regulations and IT processes | 2008-01-01 | IBM |
| It can be difficult to ensure the confidentiality and integrity of your critical data with customers demanding 24/7 secure access to their data and regulators applying pressure on your business. In this Risk, Compliance and Security e-Kit for Financial Institutions, you'll learn about IBM security solutions that proactively protect against worms, viruses and other threats.
There is a Tower Group white paper on the need for stronger consumer banking authentication, a study about innovative solutions for identifying, measuring, and optimizing operational risks and an ISS case study about staying on top of new vulnerabilities. Plus, six other reports on preventive solutions to security. Tags: Financial Services, Security Administration, Regulatory Compliance, Regulatory Compliance |
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What Can 2007 Teach Us About 2008? | 2007-10-01 | Tatum Consulting |
| 2007 was a tumultuous year for U.S. businesses and employees, filled with extreme highs and disappointing lows. Private equity garnered nearly $400 billion in mega deals in merely six months, and news of multiple billion-dollar acquisitions (Chrysler, Alltel and CKX) illustrated a trend of public companies going private. However, financial markets soon shifted and companies felt the backlash. Lenders scrutinized borrowers with tougher standards, limiting access to capital.
After several months of market volatility, market direction remains unclear. We face a Catch-22: business leaders are conservative in making projections as they look for a cue from the markets, and the markets look for a cue from business leaders regarding new initiatives. Each month, Tatum, LLC surveys its financial and technology executives regarding current business conditions and economic trends. With nearly 1,000 executives serving companies of all sizes across a broad base of industries in every geographic region of the United States, the Tatum Survey of Business Conditions takes a representative pulse of business activity. This document contains results and analysis from Tatum's Survey of Business Conditions from May through December 2007. Survey topics include private equity, M&A, regulatory compliance and reporting, and financial executive pressures. Tags: Regulatory Compliance, Regulatory Compliance, Regulatory Compliance |
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Trust and Competitive Advantage: An Integrated Approach to Governance, Risk Management and Compliance | 2007-09-18 | SAP |
| Burned by Enronesque accounting scandals, investors and governments are imposing rigorous reporting requirements to keep companies on the straight and narrow.
These reactions are a symptom of a fundamental force in the economy: a crisis of trust among stakeholders of corporations. Stakeholders are not only a company's shareholders, but also customers, employees, business partners and communities, and in recent years their trust has been profoundly shaken. Naturally, they are now trying to protect themselves, often via legislation. Tags: IT Budgeting, Regulatory Compliance, Regulatory Compliance, Regulatory Compliance |
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An Integrated Approach to Managing Governance, Risk, and Compliance | 2006-05-01 | SAP |
| Given today's highly regulated environment, how can you control risk, drive performance, and inspire greater stakeholder confidence? To address these requirements, forward-thinking organizations are moving toward an integrated program of governance, risk, and compliance (GRC) management.
Download this SAP white paper to learn about a GRC approach that can help you confidently address all regulatory- and business-related risks while lowering your overall cost of compliance. Tags: IT Budgeting, Regulatory Compliance, Regulatory Compliance, Regulatory Compliance |
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A Business Guide to Compliance - Baker & McKenzie | 2007-06-01 | |
| The use of electronic data is rapidly increasing, and companies must find ways to manage it now so that they effectively control compliance risks.
Proper archiving, retention, monitoring, filtering, and encryption of electronic data are no longer an option - it is imperative. Learn the top 10 ways to plan for managing electronic data and avoiding tomorrow's legal risks through archiving, e-discovery, and encryption. Tags: Data Tools, Internet and Web, Regulatory Compliance, Regulatory Compliance, Data Tools, Business Functions, IT Budgeting |
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Compliance: SEC 17a-4/NASD 3010/3110 | 2007-04-17 | Biscom |
| In the wake of the 1928 stock market crash and the uncovering of widespread securities fraud, the U.S. Congress enacted the Securities Exchange Act of 1934. The Act seeks to protect investors from fraudulent or misleading claims in the securities industry and requires extensive record keeping, reviewing, and auditing by independent auditors, and administration of financial transaction records. NASD 3010/3110 are part of comprehensive regulations enacted and enforced by the National Association of Securities Dealers on behalf of more than 5,000 registered financial institutions and investment funds. All aspects of the SEC and NASD regulations are effective today.
Tags: Data Tools, Regulatory Compliance |
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Realtime Publishers: Understanding how privacy and government regulations affect email compliance | 0000-00-00 | McAfee |
| Email compliance is just one instance of the regulatory impact on IT operations. There are a number of privacy and corporate governance regulations that apply to email services, and the list of such laws is likely to grow. Fortunately, many regulatory requirements coincide with business requirements for security, business continuity, and operations management. Sound email management driven by business needs can go a long way toward compliance as well. This article examines some of the more well-known regulations that have an impact on email management practices, then explores the most effective way to comply with these regulations.
Tags: Business Functions, IT Budgeting, Regulatory Compliance, Regulatory Compliance, Regulatory Compliance, Regulatory Compliance |
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Online Publisher Meets Goal of Providing Compliance Week Users with the Most Effective Search Application | 0000-00-00 | Coveo Solutions |
Financial Media Holdings Group (FMHG) is the parent company of Compliance Week, the industry's definitive newsletter on corporate governance issues. In mid-2005, the company sought a commercial search application that would enable its users to find what they need when they need it. Among its top requirements, FMHG sought a solution with:
Tags: Data Infrastructure, Desktop Client OS, Data Infrastructure, Regulatory Compliance, Regulatory Compliance, Regulatory Compliance, Data Tools |
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CIO Strategies for the Retention and Deletion of Email | 2007-02-06 | Dell MessageOne |
| With new regulations and the recent changes to the Federal Rules of Civil Procedure, legal departments are turning to IT leadership to manage retention, deletion, search and recovery of email and other Electronically Stored Information (ESI).
CIOs must track billions of email messages, database records and desktop files, know where they are, ensure they are secure, delete them on schedule, and be able to produce them as required. How does an organization ensure a successful retention strategy? This whitepaper provides CIOs with useful information about litigation issues surrounding email and ESI as well as information on how to define and implement a retention and deletion strategy. Also included is an overview of MessageOne's on-demand EMS Email Archive - service, the first SaaS archiving solution capable of painlessly solving email retention, deletion, search and e-Discovery challenges. Tags: Software Development Tools, Internet and Web, Regulatory Compliance, Regulatory Compliance |
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