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Title Date Added Company

TrustPath Enterprise Support for Financial Institution 2005-09-15 03:00:03 NMI InfoSecurity Solutions

The client required assistance developing, implementing, and maintaining an information security program to meet Gramm-Leach-Bliley Act (GLBA) safeguarding requirements, performing information technology risk assessment and ongoing risk management, and testing existing controls through vulnerability scanning and penetration testing. Initial assessment identified additional related needs, such as assistance responding to computer security incidents and access to technical expertise for security infrastructure decision making. After consultation with client representatives, NMI addressed each of the client's concerns by proposing and implementing a comprehensive TrustPath solution.

Edwards Lifesciences Secures Endpoints With Integrity 2005-09-15 03:00:03 Checkpoint Systems

Defeating cardiovascular disease is the life's work of the more than 5,000 men and women of Edwards Lifesciences, a global leader in products and technologies for treating heart and circulatory problems. As a U.S. healthcare company, Edwards Lifesciences has to comply with many federal and state regulations to protect information. It must adhere to the security requirements of the Federal Drug Administration and the Health Insurance Portability and Accountability Act (HIPAA), as well as those of the Gramm-Leach-Bliley Act, the Sarbanes-Oxley (SOX) Act, and the California Security Breach Information Act. Check Point Integrity was the only solution to provide the security required with the ease of use and management demanded for a large-scale global deployment.

Insurco: Compliance With the Gramm-Leach-Bliley Act 2005-09-15 03:00:04 Getronics

Insurco, based on the West Coast, has 17 subsidiaries throughout the United States providing automobile and home insurance through independent agents and brokers. It was difficult for Insurco to get a clear view of compliance with GLBA, and assess where its fragmented systems were vulnerable to a damaging breach of information security. A team of experts was deployed to do a systematic assessment of Insurco's IT infrastructure, according to guidelines developed by federal regulators. The entire enterprise was evaluated for compliance with each requirement of GLBA. The security assessment provided Insurco with a detailed roadmap to resolve all compliance issues, and a plan to make sure the company stays in compliance year after year.

Webinar: Complete Messaging Security: The CipherTrust Product Family 2007-03-14 06:05:34 CipherTrust,Secure Computing

Organizations recognize the importance of email as the primary means of communications both within their company, and with outside vendors and partners. Protecting the email system to ensure continuous availability and reliability is of paramount importance. Keeping the bad emails launched by hackers and spammers from corrupting your email system or rendering your end users inboxes unusable is crucial. Concerns surrounding corporate communications policy, intellectual leaks, and government regulatory compliance must be addressed. In this webcast, you will learn how CipherTrust utilizes the systems of global intelligence to maximize your local protection against the bad, guards the good outbound email, and keeps your business productive.

Liquid Machines Document Control Demo 2005-09-20 03:00:07 Liquid Machines

This webcast provides a 5-minute overview of the Liquid Machines Document Control product. The webcast explains how this product can help companies with regulatory compliance, information protection, and risk mitigation.

Financial Services Modernization: The Gramm-Leach-Bliley Act, a White Paper on the Privacy Provisions 2005-09-29 03:00:02 Stradley Ronon Stevens & Young

The Gramm-Leach-Bliley Act, enacted into law on November 12, 1999, and colloquially referred to as the "Financial Services Reform Act of 1999," tears down barriers between the banking, insurance and securities businesses. The legislation also establishes a framework for functional regulation of these financial industries and redefines the relative roles of federal and state governments and of federal agencies in regulating financial services. This white paper focuses on the selected provisions of the new law that affect trust companies.

"Owning the Customer" in Marketing Arrangements 2005-09-29 03:00:02 Stradley Ronon Stevens & Young

The new Gramm-Leach-Bliley Act of 1999 ("GLB") "pushed-out" broker-dealer exemptions for banks (the "GLB Broker-Dealer Bank Exemption"). The language of the GLB broker-dealer exemption for third-party brokerage arrangements suggests is intended to parallel the Chubb no-action letter issued by the Securities Exchange Commission ("SEC"). However, a close reading of GLB raises a number of critical questions regarding what bank employees may actually do, what form and nature of compensation is permitted, and whether the bank exemption extends to bank operating subsidiaries (which seemed to be the case under Chubb).

Some Legal Considerations Affecting Interstate Trust Business 2005-09-29 03:00:02 Stradley Ronon Stevens & Young

Most states' securities laws restrict or prohibit the provision of investment advisory services within the state by unlicensed investment advisers. While many such laws have exceptions for federally registered investment advisers and domestic "banks" or "trust companies," statutory exceptions for a number of states do not extend explicitly to out-of-state trust institutions or are ambiguous on the point. Most banks and trust companies are not federally registered as investment advisers, other than those that, under the Gramm-Leach-Bliley Act of 1999 ("GLB"), must register because they advise registered investment companies. The GLB is not the first word on consumer rights to privacy, nor will it be the last.

Eagle Bank Automates and Reduces the Costs of GLBA Compliance and Bank Audit Preparation 2005-09-15 03:00:03 SilverBack Technologies

Headquartered in Everett, Massachusetts; Eagle Bank is a state-chartered mutual savings bank with more than 115 years of experience in the financial services industry. The Gramm-Leach-Bliley Act (GLBA) of 1999 is one federal response to the implications of online banking, ecommerce, electronic records and the need to keep customer cords secure. For Eagle Bank, the answer to the "compliance challenge" came from a solution they had previously implemented for a different mission critical purpose. Eagle Bank discovered that in addition to the benefits of monitoring, SilverBack enabled them to prepare for federal and state exams more efficiently and cost-effectively.

DYONYX Case Study: Allied Home Mortgage Capital Corporation 2005-09-15 03:00:03 DYONYX

Allied Home Mortgage Capital Corporation is the largest U.S. privately held mortgage banker/broker, with offices in 49 states, Guam and the Virgin Islands. As financial services provider, Allied is required to comply with the Gramm-Lleach-Bliley Act (GLBA) Safeguard Rule addressing the Administrative, Physical and Technical security requirements for their corporate environment. Allied commissioned DYONYX to provide an encompassing baseline assessment to document the administrative, physical and technical safeguards that GLBA requires. Once the assessment was completed, DYONYX was well positioned to assist Allied with a prioritized set of related service solutions that included Process Optimization, Process automation via Custom Applications Development, Secure Active Directory migration design, plan and implementation, and policy management solution through its Premiere Status Partnership with NetIQ.

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Title	Date Added	Company
TrustPath Enterprise Support for Financial Institution	2005-09-15 03:00:03	NMI InfoSecurity Solutions
The client required assistance developing, implementing, and maintaining an information security program to meet Gramm-Leach-Bliley Act (GLBA) safeguarding requirements, performing information technology risk assessment and ongoing risk management, and testing existing controls through vulnerability scanning and penetration testing. Initial assessment identified additional related needs, such as assistance responding to computer security incidents and access to technical expertise for security infrastructure decision making. After consultation with client representatives, NMI addressed each of the client's concerns by proposing and implementing a comprehensive TrustPath solution.
Edwards Lifesciences Secures Endpoints With Integrity	2005-09-15 03:00:03	Checkpoint Systems
Defeating cardiovascular disease is the life's work of the more than 5,000 men and women of Edwards Lifesciences, a global leader in products and technologies for treating heart and circulatory problems. As a U.S. healthcare company, Edwards Lifesciences has to comply with many federal and state regulations to protect information. It must adhere to the security requirements of the Federal Drug Administration and the Health Insurance Portability and Accountability Act (HIPAA), as well as those of the Gramm-Leach-Bliley Act, the Sarbanes-Oxley (SOX) Act, and the California Security Breach Information Act. Check Point Integrity was the only solution to provide the security required with the ease of use and management demanded for a large-scale global deployment.
Insurco: Compliance With the Gramm-Leach-Bliley Act	2005-09-15 03:00:04	Getronics
Insurco, based on the West Coast, has 17 subsidiaries throughout the United States providing automobile and home insurance through independent agents and brokers. It was difficult for Insurco to get a clear view of compliance with GLBA, and assess where its fragmented systems were vulnerable to a damaging breach of information security. A team of experts was deployed to do a systematic assessment of Insurco's IT infrastructure, according to guidelines developed by federal regulators. The entire enterprise was evaluated for compliance with each requirement of GLBA. The security assessment provided Insurco with a detailed roadmap to resolve all compliance issues, and a plan to make sure the company stays in compliance year after year.
Webinar: Complete Messaging Security: The CipherTrust Product Family	2007-03-14 06:05:34	CipherTrust,Secure Computing
Organizations recognize the importance of email as the primary means of communications both within their company, and with outside vendors and partners. Protecting the email system to ensure continuous availability and reliability is of paramount importance. Keeping the bad emails launched by hackers and spammers from corrupting your email system or rendering your end users inboxes unusable is crucial. Concerns surrounding corporate communications policy, intellectual leaks, and government regulatory compliance must be addressed. In this webcast, you will learn how CipherTrust utilizes the systems of global intelligence to maximize your local protection against the bad, guards the good outbound email, and keeps your business productive.
Liquid Machines Document Control Demo	2005-09-20 03:00:07	Liquid Machines
This webcast provides a 5-minute overview of the Liquid Machines Document Control product. The webcast explains how this product can help companies with regulatory compliance, information protection, and risk mitigation.
Financial Services Modernization: The Gramm-Leach-Bliley Act, a White Paper on the Privacy Provisions	2005-09-29 03:00:02	Stradley Ronon Stevens & Young
The Gramm-Leach-Bliley Act, enacted into law on November 12, 1999, and colloquially referred to as the "Financial Services Reform Act of 1999," tears down barriers between the banking, insurance and securities businesses. The legislation also establishes a framework for functional regulation of these financial industries and redefines the relative roles of federal and state governments and of federal agencies in regulating financial services. This white paper focuses on the selected provisions of the new law that affect trust companies.
"Owning the Customer" in Marketing Arrangements	2005-09-29 03:00:02	Stradley Ronon Stevens & Young
The new Gramm-Leach-Bliley Act of 1999 ("GLB") "pushed-out" broker-dealer exemptions for banks (the "GLB Broker-Dealer Bank Exemption"). The language of the GLB broker-dealer exemption for third-party brokerage arrangements suggests is intended to parallel the Chubb no-action letter issued by the Securities Exchange Commission ("SEC"). However, a close reading of GLB raises a number of critical questions regarding what bank employees may actually do, what form and nature of compensation is permitted, and whether the bank exemption extends to bank operating subsidiaries (which seemed to be the case under Chubb).
Some Legal Considerations Affecting Interstate Trust Business	2005-09-29 03:00:02	Stradley Ronon Stevens & Young
Most states' securities laws restrict or prohibit the provision of investment advisory services within the state by unlicensed investment advisers. While many such laws have exceptions for federally registered investment advisers and domestic "banks" or "trust companies," statutory exceptions for a number of states do not extend explicitly to out-of-state trust institutions or are ambiguous on the point. Most banks and trust companies are not federally registered as investment advisers, other than those that, under the Gramm-Leach-Bliley Act of 1999 ("GLB"), must register because they advise registered investment companies. The GLB is not the first word on consumer rights to privacy, nor will it be the last.
Eagle Bank Automates and Reduces the Costs of GLBA Compliance and Bank Audit Preparation	2005-09-15 03:00:03	SilverBack Technologies
Headquartered in Everett, Massachusetts; Eagle Bank is a state-chartered mutual savings bank with more than 115 years of experience in the financial services industry. The Gramm-Leach-Bliley Act (GLBA) of 1999 is one federal response to the implications of online banking, ecommerce, electronic records and the need to keep customer cords secure. For Eagle Bank, the answer to the "compliance challenge" came from a solution they had previously implemented for a different mission critical purpose. Eagle Bank discovered that in addition to the benefits of monitoring, SilverBack enabled them to prepare for federal and state exams more efficiently and cost-effectively.
DYONYX Case Study: Allied Home Mortgage Capital Corporation	2005-09-15 03:00:03	DYONYX
Allied Home Mortgage Capital Corporation is the largest U.S. privately held mortgage banker/broker, with offices in 49 states, Guam and the Virgin Islands. As financial services provider, Allied is required to comply with the Gramm-Lleach-Bliley Act (GLBA) Safeguard Rule addressing the Administrative, Physical and Technical security requirements for their corporate environment. Allied commissioned DYONYX to provide an encompassing baseline assessment to document the administrative, physical and technical safeguards that GLBA requires. Once the assessment was completed, DYONYX was well positioned to assist Allied with a prioritized set of related service solutions that included Process Optimization, Process automation via Custom Applications Development, Secure Active Directory migration design, plan and implementation, and policy management solution through its Premiere Status Partnership with NetIQ.