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Risk & Compliance Specialist
EDT Global (Sydney, Australia)
Excellent Career Opportunity APRA Regulated Super Funds Strong Team Culture Sydney CBD Location Part of a well known international finance group, our client is a highly regarded, growing financial services company that operates through financial product licensees and has a financial dealer group. They have ASIC licensed products and APRA regulated super funds with investors advised by financial advisers. Forming part of the Risk & Compliance team and reporting to the R & C Manager, the R & C Specialist will interact with all managers and staff involved with the products and particularly the super funds. You will liaise with administrators and communicate with financial advisers on investor related issues that may arise. Your duties will also cover monitoring, identifying and analysing issues impacting product licenses and providing advice on any actions required, reviewing and developing supervision procedures and policies and maintaining the licencees' complaints management process.
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Posted 9 days 11 hrs ago from Expat Finance Jobs (Posted on: 12-11-2009)
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